Sticking plaster vs. Surgery

 A Sticking plaster represents a quick, temporary fix that stops the immediate problem but doesn’t address the root cause.

Surgery represents a comprehensive, lasting solution that may take more effort and time but actually resolves the issue at its core

When it comes to remediation projects, short-term fixes often lead to long-term problems. Quick fixes rarely work, and expensive, high-level regulatory reviews often fail to address the core issue. As is often the case today, firms will often find themselves relying on third parties to find a variable solution, and the very need for external remediation support should signal that the issue has outgrown quick diagnoses and temporary solutions.

Firms must identify and understand the root causes of their non-compliance. In the case of CASS and Safeguarding, the problem almost always originates upstream, hidden within operations and governance. Any “expert” can point out that your reconciliation is wrong or that your policies aren’t effective—but the real question is: why?

The tendency to layer short-term fixes instead of implementing comprehensive solutions only compounds the challenge. Cultural issues, fragmented processes, perfunctory compliance, and the mindset of “this is how we’ve always done it” are often at the heart of non-compliance. At RegForce, we’ve seen the exhaustion of operations teams who feel like they’ve been remediating the same issues for years, the inevitable attrition of key staff, and the frustration of regulators who see little progress despite repeated efforts.

What Firms truly need is a holistic diagnosis—one that uncovers the root cause and helps management understand why the Firm became 'sick' in the first place. Once this deep operational and compliance insight is achieved, an expert partner is required—one who can provide practical, hands-on support to help operations teams execute real, lasting solutions.

Of course, aftercare is essential. Compliance is not a one-time fix—Firms can relapse. Regulations evolve, business models shift, and operations demand continuous oversight. That’s why RegForce provides dedicated touchpoints, bespoke training, and regular check-ups—to help businesses avoid the costly cycle of remediation before it starts.

At RegForce, we help Firms get compliance fit—and stay fit. So our clients can focus on what truly matters: growing their business sustainably, protecting their clients, and breaking free from the hamster wheel of constant remediation.

Need a consultation? Contact us at info@regforce.co and we will be delighted to speak with you.